/** * Licensed to the Apache Software Foundation (ASF) under one or more * contributor license agreements. See the NOTICE file distributed with * this work for additional information regarding copyright ownership. * The ASF licenses this file to You under the Apache License, Version 2.0 * (the "License"); you may not use this file except in compliance with * the License. You may obtain a copy of the License at * * http://www.apache.org/licenses/LICENSE-2.0 * * Unless required by applicable law or agreed to in writing, software * distributed under the License is distributed on an "AS IS" BASIS, * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. * See the License for the specific language governing permissions and * limitations under the License. */ package org.apache.solr.handler.component; import java.io.IOException; import java.net.URL; import java.util.*; import org.apache.solr.common.params.CommonParams; import org.apache.solr.common.params.FacetParams; import org.apache.solr.common.params.SolrParams; import org.apache.solr.common.params.ModifiableSolrParams; import org.apache.solr.common.util.NamedList; import org.apache.solr.common.util.SimpleOrderedMap; import org.apache.solr.common.util.StrUtils; import org.apache.solr.common.SolrException; import org.apache.solr.request.SimpleFacets; import org.apache.lucene.util.OpenBitSet; import org.apache.solr.search.QueryParsing; import org.apache.solr.schema.FieldType; import org.apache.lucene.queryParser.ParseException; /** * TODO! * * @version $Id: FacetComponent.java 980555 2010-07-29 20:05:41Z hossman $ * @since solr 1.3 */ public class FacetComponent extends SearchComponent { public static final String COMPONENT_NAME = "facet"; @Override public void prepare(ResponseBuilder rb) throws IOException { if (rb.req.getParams().getBool(FacetParams.FACET,false)) { rb.setNeedDocSet( true ); rb.doFacets = true; } } /** * Actually run the query * @param rb */ @Override public void process(ResponseBuilder rb) throws IOException { if (rb.doFacets) { SolrParams params = rb.req.getParams(); SimpleFacets f = new SimpleFacets(rb.req, rb.getResults().docSet, params, rb ); // TODO ???? add this directly to the response, or to the builder? rb.rsp.add( "facet_counts", f.getFacetCounts() ); } } private static final String commandPrefix = "{!" + CommonParams.TERMS + "=$"; @Override public int distributedProcess(ResponseBuilder rb) throws IOException { if (!rb.doFacets) { return ResponseBuilder.STAGE_DONE; } if (rb.stage == ResponseBuilder.STAGE_GET_FIELDS) { // overlap facet refinement requests (those shards that we need a count for // particular facet values from), where possible, with // the requests to get fields (because we know that is the // only other required phase). // We do this in distributedProcess so we can look at all of the // requests in the outgoing queue at once. for (int shardNum=0; shardNum<rb.shards.length; shardNum++) { List<String> refinements = null; for (DistribFieldFacet dff : rb._facetInfo.facets.values()) { if (!dff.needRefinements) continue; List<String> refList = dff._toRefine[shardNum]; if (refList == null || refList.size()==0) continue; String key = dff.getKey(); // reuse the same key that was used for the main facet String termsKey = key + "__terms"; String termsVal = StrUtils.join(refList, ','); String facetCommand; // add terms into the original facet.field command // do it via parameter reference to avoid another layer of encoding. if (dff.localParams != null) { facetCommand = commandPrefix+termsKey + " " + dff.facetStr.substring(2); } else { facetCommand = commandPrefix+termsKey+'}'+dff.field; } if (refinements == null) { refinements = new ArrayList<String>(); } refinements.add(facetCommand); refinements.add(termsKey); refinements.add(termsVal); } if (refinements == null) continue; String shard = rb.shards[shardNum]; ShardRequest refine = null; boolean newRequest = false; // try to find a request that is already going out to that shard. // If nshards becomes to great, we way want to move to hashing for better // scalability. for (ShardRequest sreq : rb.outgoing) { if ((sreq.purpose & ShardRequest.PURPOSE_GET_FIELDS)!=0 && sreq.shards != null && sreq.shards.length==1 && sreq.shards[0].equals(shard)) { refine = sreq; break; } } if (refine == null) { // we didn't find any other suitable requests going out to that shard, so // create one ourselves. newRequest = true; refine = new ShardRequest(); refine.shards = new String[]{rb.shards[shardNum]}; refine.params = new ModifiableSolrParams(rb.req.getParams()); // don't request any documents refine.params.remove(CommonParams.START); refine.params.set(CommonParams.ROWS,"0"); } refine.purpose |= ShardRequest.PURPOSE_REFINE_FACETS; refine.params.set(FacetParams.FACET, "true"); refine.params.remove(FacetParams.FACET_FIELD); refine.params.remove(FacetParams.FACET_QUERY); for (int i=0; i<refinements.size();) { String facetCommand=refinements.get(i++); String termsKey=refinements.get(i++); String termsVal=refinements.get(i++); refine.params.add(FacetParams.FACET_FIELD, facetCommand); refine.params.set(termsKey, termsVal); } if (newRequest) { rb.addRequest(this, refine); } } } return ResponseBuilder.STAGE_DONE; } @Override public void modifyRequest(ResponseBuilder rb, SearchComponent who, ShardRequest sreq) { if (!rb.doFacets) return; if ((sreq.purpose & ShardRequest.PURPOSE_GET_TOP_IDS) != 0) { sreq.purpose |= ShardRequest.PURPOSE_GET_FACETS; FacetInfo fi = rb._facetInfo; if (fi == null) { rb._facetInfo = fi = new FacetInfo(); fi.parse(rb.req.getParams(), rb); // should already be true... // sreq.params.set(FacetParams.FACET, "true"); } sreq.params.remove(FacetParams.FACET_MINCOUNT); sreq.params.remove(FacetParams.FACET_OFFSET); sreq.params.remove(FacetParams.FACET_LIMIT); for (DistribFieldFacet dff : fi.facets.values()) { String paramStart = "f." + dff.field + '.'; sreq.params.remove(paramStart + FacetParams.FACET_MINCOUNT); sreq.params.remove(paramStart + FacetParams.FACET_OFFSET); if(dff.sort.equals(FacetParams.FACET_SORT_COUNT) && dff.limit > 0) { // set the initial limit higher to increase accuracy dff.initialLimit = dff.offset + dff.limit; dff.initialLimit = (int)(dff.initialLimit * 1.5) + 10; } else { dff.initialLimit = dff.limit; } // TEST: Uncomment the following line when testing to supress over-requesting facets and // thus cause more facet refinement queries. // if (dff.limit > 0) dff.initialLimit = dff.offset + dff.limit; sreq.params.set(paramStart + FacetParams.FACET_LIMIT, dff.initialLimit); } } else { // turn off faceting on other requests sreq.params.set(FacetParams.FACET, "false"); // we could optionally remove faceting params } } @Override public void handleResponses(ResponseBuilder rb, ShardRequest sreq) { if (!rb.doFacets) return; if ((sreq.purpose & ShardRequest.PURPOSE_GET_FACETS)!=0) { countFacets(rb, sreq); } else if ((sreq.purpose & ShardRequest.PURPOSE_REFINE_FACETS)!=0) { refineFacets(rb, sreq); } } private void countFacets(ResponseBuilder rb, ShardRequest sreq) { FacetInfo fi = rb._facetInfo; for (ShardResponse srsp: sreq.responses) { int shardNum = rb.getShardNum(srsp.getShard()); NamedList facet_counts = (NamedList)srsp.getSolrResponse().getResponse().get("facet_counts"); // handle facet queries NamedList facet_queries = (NamedList)facet_counts.get("facet_queries"); if (facet_queries != null) { for (int i=0; i<facet_queries.size(); i++) { String returnedKey = (String)facet_queries.getName(i); long count = ((Number)facet_queries.getVal(i)).longValue(); QueryFacet qf = fi.queryFacets.get(returnedKey); qf.count += count; } } // step through each facet.field, adding results from this shard NamedList facet_fields = (NamedList)facet_counts.get("facet_fields"); // an error could cause facet_fields to come back null if (facet_fields == null) { String msg = (String)facet_counts.get("exception"); if (msg == null) msg = "faceting exception in sub-request - missing facet_fields"; throw new SolrException(SolrException.ErrorCode.BAD_REQUEST, msg); } for (DistribFieldFacet dff : fi.facets.values()) { dff.add(shardNum, (NamedList)facet_fields.get(dff.getKey()), dff.initialLimit); } } // // This code currently assumes that there will be only a single // request ((with responses from all shards) sent out to get facets... // otherwise we would need to wait until all facet responses were received. // for (DistribFieldFacet dff : fi.facets.values()) { if (dff.limit <= 0) continue; // no need to check these facets for refinement if (dff.minCount <= 1 && dff.sort.equals(FacetParams.FACET_SORT_INDEX)) continue; dff._toRefine = new List[rb.shards.length]; ShardFacetCount[] counts = dff.getCountSorted(); int ntop = Math.min(counts.length, dff.offset + dff.limit); long smallestCount = counts.length == 0 ? 0 : counts[ntop-1].count; for (int i=0; i<counts.length; i++) { ShardFacetCount sfc = counts[i]; boolean needRefinement = false; if (i<ntop) { // automatically flag the top values for refinement needRefinement = true; } else { // calculate the maximum value that this term may have // and if it is >= smallestCount, then flag for refinement long maxCount = sfc.count; for (int shardNum=0; shardNum<rb.shards.length; shardNum++) { OpenBitSet obs = dff.counted[shardNum]; if (!obs.get(sfc.termNum)) { // if missing from this shard, add the max it could be maxCount += dff.maxPossible(sfc,shardNum); } } if (maxCount >= smallestCount) { // TODO: on a tie, we could check the term values needRefinement = true; } } if (needRefinement) { // add a query for each shard missing the term that needs refinement for (int shardNum=0; shardNum<rb.shards.length; shardNum++) { OpenBitSet obs = dff.counted[shardNum]; if (!obs.get(sfc.termNum) && dff.maxPossible(sfc,shardNum)>0) { dff.needRefinements = true; List<String> lst = dff._toRefine[shardNum]; if (lst == null) { lst = dff._toRefine[shardNum] = new ArrayList<String>(); } lst.add(sfc.name); } } } } } } private void refineFacets(ResponseBuilder rb, ShardRequest sreq) { FacetInfo fi = rb._facetInfo; for (ShardResponse srsp: sreq.responses) { // int shardNum = rb.getShardNum(srsp.shard); NamedList facet_counts = (NamedList)srsp.getSolrResponse().getResponse().get("facet_counts"); NamedList facet_fields = (NamedList)facet_counts.get("facet_fields"); for (int i=0; i<facet_fields.size(); i++) { String key = facet_fields.getName(i); DistribFieldFacet dff = (DistribFieldFacet)fi.facets.get(key); if (dff == null) continue; NamedList shardCounts = (NamedList)facet_fields.getVal(i); for (int j=0; j<shardCounts.size(); j++) { String name = shardCounts.getName(j); long count = ((Number)shardCounts.getVal(j)).longValue(); ShardFacetCount sfc = dff.counts.get(name); sfc.count += count; } } } } @Override public void finishStage(ResponseBuilder rb) { if (!rb.doFacets || rb.stage != ResponseBuilder.STAGE_GET_FIELDS) return; // wait until STAGE_GET_FIELDS // so that "result" is already stored in the response (for aesthetics) FacetInfo fi = rb._facetInfo; NamedList facet_counts = new SimpleOrderedMap(); NamedList facet_queries = new SimpleOrderedMap(); facet_counts.add("facet_queries",facet_queries); for (QueryFacet qf : fi.queryFacets.values()) { facet_queries.add(qf.getKey(), num(qf.count)); } NamedList facet_fields = new SimpleOrderedMap(); facet_counts.add("facet_fields", facet_fields); for (DistribFieldFacet dff : fi.facets.values()) { NamedList fieldCounts = new NamedList(); // order is more important for facets facet_fields.add(dff.getKey(), fieldCounts); ShardFacetCount[] counts; boolean countSorted = dff.sort.equals(FacetParams.FACET_SORT_COUNT); if (countSorted) { counts = dff.countSorted; if (counts == null || dff.needRefinements) { counts = dff.getCountSorted(); } } else if (dff.sort.equals(FacetParams.FACET_SORT_INDEX)) { counts = dff.getLexSorted(); } else { // TODO: log error or throw exception? counts = dff.getLexSorted(); } int end = dff.limit < 0 ? counts.length : Math.min(dff.offset + dff.limit, counts.length); for (int i=dff.offset; i<end; i++) { if (counts[i].count < dff.minCount) { if (countSorted) break; // if sorted by count, we can break out of loop early else continue; } fieldCounts.add(counts[i].name, num(counts[i].count)); } if (dff.missing) { fieldCounts.add(null, num(dff.missingCount)); } } // TODO: facet dates & numbers facet_counts.add("facet_dates", new SimpleOrderedMap()); facet_counts.add("facet_ranges", new SimpleOrderedMap()); rb.rsp.add("facet_counts", facet_counts); rb._facetInfo = null; // could be big, so release asap } // use <int> tags for smaller facet counts (better back compatibility) private Number num(long val) { if (val < Integer.MAX_VALUE) return (int)val; else return val; } private Number num(Long val) { if (val.longValue() < Integer.MAX_VALUE) return val.intValue(); else return val; } ///////////////////////////////////////////// /// SolrInfoMBean //////////////////////////////////////////// @Override public String getDescription() { return "Handle Faceting"; } @Override public String getVersion() { return "$Revision: 980555 $"; } @Override public String getSourceId() { return "$Id: FacetComponent.java 980555 2010-07-29 20:05:41Z hossman $"; } @Override public String getSource() { return "$URL: https://svn.apache.org/repos/asf/lucene/dev/trunk/solr/src/java/org/apache/solr/handler/component/FacetComponent.java $"; } @Override public URL[] getDocs() { return null; } /** * <b>This API is experimental and subject to change</b> */ public static class FacetInfo { public LinkedHashMap<String,QueryFacet> queryFacets; public LinkedHashMap<String,DistribFieldFacet> facets; void parse(SolrParams params, ResponseBuilder rb) { queryFacets = new LinkedHashMap<String,QueryFacet>(); facets = new LinkedHashMap<String,DistribFieldFacet>(); String[] facetQs = params.getParams(FacetParams.FACET_QUERY); if (facetQs != null) { for (String query : facetQs) { QueryFacet queryFacet = new QueryFacet(rb, query); queryFacets.put(queryFacet.getKey(), queryFacet); } } String[] facetFs = params.getParams(FacetParams.FACET_FIELD); if (facetFs != null) { for (String field : facetFs) { DistribFieldFacet ff = new DistribFieldFacet(rb, field); facets.put(ff.getKey(), ff); } } } } /** * <b>This API is experimental and subject to change</b> */ public static class FacetBase { String facetType; // facet.field, facet.query, etc (make enum?) String facetStr; // original parameter value of facetStr String facetOn; // the field or query, absent localParams if appropriate private String key; // label in the response for the result... "foo" for {!key=foo}myfield SolrParams localParams; // any local params for the facet public FacetBase(ResponseBuilder rb, String facetType, String facetStr) { this.facetType = facetType; this.facetStr = facetStr; try { this.localParams = QueryParsing.getLocalParams(facetStr, rb.req.getParams()); } catch (ParseException e) { throw new SolrException(SolrException.ErrorCode.BAD_REQUEST, e); } this.facetOn = facetStr; this.key = facetStr; if (localParams != null) { // remove local params unless it's a query if (!facetType.equals(FacetParams.FACET_QUERY)) { facetOn = localParams.get(CommonParams.VALUE); key = facetOn; } key = localParams.get(CommonParams.OUTPUT_KEY, key); } } /** returns the key in the response that this facet will be under */ public String getKey() { return key; } public String getType() { return facetType; } } /** * <b>This API is experimental and subject to change</b> */ public static class QueryFacet extends FacetBase { public long count; public QueryFacet(ResponseBuilder rb, String facetStr) { super(rb, FacetParams.FACET_QUERY, facetStr); } } /** * <b>This API is experimental and subject to change</b> */ public static class FieldFacet extends FacetBase { public String field; // the field to facet on... "myfield" for {!key=foo}myfield public FieldType ftype; public int offset; public int limit; public int minCount; public String sort; public boolean missing; public String prefix; public long missingCount; public FieldFacet(ResponseBuilder rb, String facetStr) { super(rb, FacetParams.FACET_FIELD, facetStr); fillParams(rb, rb.req.getParams(), facetOn); } private void fillParams(ResponseBuilder rb, SolrParams params, String field) { this.field = field; this.ftype = rb.req.getSchema().getFieldTypeNoEx(this.field); this.offset = params.getFieldInt(field, FacetParams.FACET_OFFSET, 0); this.limit = params.getFieldInt(field, FacetParams.FACET_LIMIT, 100); Integer mincount = params.getFieldInt(field, FacetParams.FACET_MINCOUNT); if (mincount==null) { Boolean zeros = params.getFieldBool(field, FacetParams.FACET_ZEROS); // mincount = (zeros!=null && zeros) ? 0 : 1; mincount = (zeros!=null && !zeros) ? 1 : 0; // current default is to include zeros. } this.minCount = mincount; this.missing = params.getFieldBool(field, FacetParams.FACET_MISSING, false); // default to sorting by count if there is a limit. this.sort = params.getFieldParam(field, FacetParams.FACET_SORT, limit>0 ? FacetParams.FACET_SORT_COUNT : FacetParams.FACET_SORT_INDEX); if (this.sort.equals(FacetParams.FACET_SORT_COUNT_LEGACY)) { this.sort = FacetParams.FACET_SORT_COUNT; } else if (this.sort.equals(FacetParams.FACET_SORT_INDEX_LEGACY)) { this.sort = FacetParams.FACET_SORT_INDEX; } this.prefix = params.getFieldParam(field,FacetParams.FACET_PREFIX); } } /** * <b>This API is experimental and subject to change</b> */ public static class DistribFieldFacet extends FieldFacet { public List<String>[] _toRefine; // a List<String> of refinements needed, one for each shard. // SchemaField sf; // currently unneeded // the max possible count for a term appearing on no list public long missingMaxPossible; // the max possible count for a missing term for each shard (indexed by shardNum) public long[] missingMax; public OpenBitSet[] counted; // a bitset for each shard, keeping track of which terms seen public HashMap<String,ShardFacetCount> counts = new HashMap<String,ShardFacetCount>(128); public int termNum; public int initialLimit; // how many terms requested in first phase public boolean needRefinements; public ShardFacetCount[] countSorted; DistribFieldFacet(ResponseBuilder rb, String facetStr) { super(rb, facetStr); // sf = rb.req.getSchema().getField(field); missingMax = new long[rb.shards.length]; counted = new OpenBitSet[rb.shards.length]; } void add(int shardNum, NamedList shardCounts, int numRequested) { int sz = shardCounts.size(); int numReceived = sz; OpenBitSet terms = new OpenBitSet(termNum+sz); long last = 0; for (int i=0; i<sz; i++) { String name = shardCounts.getName(i); long count = ((Number)shardCounts.getVal(i)).longValue(); if (name == null) { missingCount += count; numReceived--; } else { ShardFacetCount sfc = counts.get(name); if (sfc == null) { sfc = new ShardFacetCount(); sfc.name = name; sfc.indexed = ftype == null ? sfc.name : ftype.toInternal(sfc.name); sfc.termNum = termNum++; counts.put(name, sfc); } sfc.count += count; terms.fastSet(sfc.termNum); last = count; } } // the largest possible missing term is 0 if we received less // than the number requested (provided mincount==0 like it should be for // a shard request) if (numRequested<0 || numRequested != 0 && numReceived < numRequested) { last = 0; } missingMaxPossible += last; missingMax[shardNum] = last; counted[shardNum] = terms; } public ShardFacetCount[] getLexSorted() { ShardFacetCount[] arr = counts.values().toArray(new ShardFacetCount[counts.size()]); Arrays.sort(arr, new Comparator<ShardFacetCount>() { public int compare(ShardFacetCount o1, ShardFacetCount o2) { return o1.indexed.compareTo(o2.indexed); } }); countSorted = arr; return arr; } public ShardFacetCount[] getCountSorted() { ShardFacetCount[] arr = counts.values().toArray(new ShardFacetCount[counts.size()]); Arrays.sort(arr, new Comparator<ShardFacetCount>() { public int compare(ShardFacetCount o1, ShardFacetCount o2) { if (o2.count < o1.count) return -1; else if (o1.count < o2.count) return 1; return o1.indexed.compareTo(o2.indexed); } }); countSorted = arr; return arr; } // returns the max possible value this ShardFacetCount could have for this shard // (assumes the shard did not report a count for this value) long maxPossible(ShardFacetCount sfc, int shardNum) { return missingMax[shardNum]; // TODO: could store the last term in the shard to tell if this term // comes before or after it. If it comes before, we could subtract 1 } } /** * <b>This API is experimental and subject to change</b> */ public static class ShardFacetCount { public String name; public String indexed; // the indexed form of the name... used for comparisons. public long count; public int termNum; // term number starting at 0 (used in bit arrays) public String toString() { return "{term="+name+",termNum="+termNum+",count="+count+"}"; } } }