package org.apache.lucene.search; /** * Licensed to the Apache Software Foundation (ASF) under one or more * contributor license agreements. See the NOTICE file distributed with * this work for additional information regarding copyright ownership. * The ASF licenses this file to You under the Apache License, Version 2.0 * (the "License"); you may not use this file except in compliance with * the License. You may obtain a copy of the License at * * http://www.apache.org/licenses/LICENSE-2.0 * * Unless required by applicable law or agreed to in writing, software * distributed under the License is distributed on an "AS IS" BASIS, * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. * See the License for the specific language governing permissions and * limitations under the License. */ import java.io.IOException; import java.util.LinkedList; import java.util.Comparator; import org.apache.lucene.analysis.NumericTokenStream; // for javadocs import org.apache.lucene.document.NumericField; // for javadocs import org.apache.lucene.util.NumericUtils; import org.apache.lucene.util.ToStringUtils; import org.apache.lucene.index.IndexReader; import org.apache.lucene.util.BytesRef; import org.apache.lucene.index.TermsEnum; /** * <p>A {@link Query} that matches numeric values within a * specified range. To use this, you must first index the * numeric values using {@link NumericField} (expert: {@link * NumericTokenStream}). If your terms are instead textual, * you should use {@link TermRangeQuery}. {@link * NumericRangeFilter} is the filter equivalent of this * query.</p> * * <p>You create a new NumericRangeQuery with the static * factory methods, eg: * * <pre> * Query q = NumericRangeQuery.newFloatRange("weight", 0.03f, 0.10f, true, true); * </pre> * * matches all documents whose float valued "weight" field * ranges from 0.03 to 0.10, inclusive. * * <p>The performance of NumericRangeQuery is much better * than the corresponding {@link TermRangeQuery} because the * number of terms that must be searched is usually far * fewer, thanks to trie indexing, described below.</p> * * <p>You can optionally specify a <a * href="#precisionStepDesc"><code>precisionStep</code></a> * when creating this query. This is necessary if you've * changed this configuration from its default (4) during * indexing. Lower values consume more disk space but speed * up searching. Suitable values are between <b>1</b> and * <b>8</b>. A good starting point to test is <b>4</b>, * which is the default value for all <code>Numeric*</code> * classes. See <a href="#precisionStepDesc">below</a> for * details. * * <p>This query defaults to {@linkplain * MultiTermQuery#CONSTANT_SCORE_AUTO_REWRITE_DEFAULT} for * 32 bit (int/float) ranges with precisionStep ≤8 and 64 * bit (long/double) ranges with precisionStep ≤6. * Otherwise it uses {@linkplain * MultiTermQuery#CONSTANT_SCORE_FILTER_REWRITE} as the * number of terms is likely to be high. With precision * steps of ≤4, this query can be run with one of the * BooleanQuery rewrite methods without changing * BooleanQuery's default max clause count. * * @lucene.experimental * * <br><h3>How it works</h3> * * <p>See the publication about <a target="_blank" href="http://www.panfmp.org">panFMP</a>, * where this algorithm was described (referred to as <code>TrieRangeQuery</code>): * * <blockquote><strong>Schindler, U, Diepenbroek, M</strong>, 2008. * <em>Generic XML-based Framework for Metadata Portals.</em> * Computers & Geosciences 34 (12), 1947-1955. * <a href="http://dx.doi.org/10.1016/j.cageo.2008.02.023" * target="_blank">doi:10.1016/j.cageo.2008.02.023</a></blockquote> * * <p><em>A quote from this paper:</em> Because Apache Lucene is a full-text * search engine and not a conventional database, it cannot handle numerical ranges * (e.g., field value is inside user defined bounds, even dates are numerical values). * We have developed an extension to Apache Lucene that stores * the numerical values in a special string-encoded format with variable precision * (all numerical values like doubles, longs, floats, and ints are converted to * lexicographic sortable string representations and stored with different precisions * (for a more detailed description of how the values are stored, * see {@link NumericUtils}). A range is then divided recursively into multiple intervals for searching: * The center of the range is searched only with the lowest possible precision in the <em>trie</em>, * while the boundaries are matched more exactly. This reduces the number of terms dramatically.</p> * * <p>For the variant that stores long values in 8 different precisions (each reduced by 8 bits) that * uses a lowest precision of 1 byte, the index contains only a maximum of 256 distinct values in the * lowest precision. Overall, a range could consist of a theoretical maximum of * <code>7*255*2 + 255 = 3825</code> distinct terms (when there is a term for every distinct value of an * 8-byte-number in the index and the range covers almost all of them; a maximum of 255 distinct values is used * because it would always be possible to reduce the full 256 values to one term with degraded precision). * In practice, we have seen up to 300 terms in most cases (index with 500,000 metadata records * and a uniform value distribution).</p> * * <a name="precisionStepDesc"><h3>Precision Step</h3> * <p>You can choose any <code>precisionStep</code> when encoding values. * Lower step values mean more precisions and so more terms in index (and index gets larger). * On the other hand, the maximum number of terms to match reduces, which optimized query speed. * The formula to calculate the maximum term count is: * <pre> * n = [ (bitsPerValue/precisionStep - 1) * (2^precisionStep - 1 ) * 2 ] + (2^precisionStep - 1 ) * </pre> * <p><em>(this formula is only correct, when <code>bitsPerValue/precisionStep</code> is an integer; * in other cases, the value must be rounded up and the last summand must contain the modulo of the division as * precision step)</em>. * For longs stored using a precision step of 4, <code>n = 15*15*2 + 15 = 465</code>, and for a precision * step of 2, <code>n = 31*3*2 + 3 = 189</code>. But the faster search speed is reduced by more seeking * in the term enum of the index. Because of this, the ideal <code>precisionStep</code> value can only * be found out by testing. <b>Important:</b> You can index with a lower precision step value and test search speed * using a multiple of the original step value.</p> * * <p>Good values for <code>precisionStep</code> are depending on usage and data type: * <ul> * <li>The default for all data types is <b>4</b>, which is used, when no <code>precisionStep</code> is given. * <li>Ideal value in most cases for <em>64 bit</em> data types <em>(long, double)</em> is <b>6</b> or <b>8</b>. * <li>Ideal value in most cases for <em>32 bit</em> data types <em>(int, float)</em> is <b>4</b>. * <li>For low cardinality fields larger precision steps are good. If the cardinality is < 100, it is * fair to use {@link Integer#MAX_VALUE} (see below). * <li>Steps <b>≥64</b> for <em>long/double</em> and <b>≥32</b> for <em>int/float</em> produces one token * per value in the index and querying is as slow as a conventional {@link TermRangeQuery}. But it can be used * to produce fields, that are solely used for sorting (in this case simply use {@link Integer#MAX_VALUE} as * <code>precisionStep</code>). Using {@link NumericField NumericFields} for sorting * is ideal, because building the field cache is much faster than with text-only numbers. * These fields have one term per value and therefore also work with term enumeration for building distinct lists * (e.g. facets / preselected values to search for). * Sorting is also possible with range query optimized fields using one of the above <code>precisionSteps</code>. * </ul> * * <p>Comparisons of the different types of RangeQueries on an index with about 500,000 docs showed * that {@link TermRangeQuery} in boolean rewrite mode (with raised {@link BooleanQuery} clause count) * took about 30-40 secs to complete, {@link TermRangeQuery} in constant score filter rewrite mode took 5 secs * and executing this class took <100ms to complete (on an Opteron64 machine, Java 1.5, 8 bit * precision step). This query type was developed for a geographic portal, where the performance for * e.g. bounding boxes or exact date/time stamps is important.</p> * * @since 2.9 **/ public final class NumericRangeQuery<T extends Number> extends MultiTermQuery { private NumericRangeQuery(final String field, final int precisionStep, final int valSize, T min, T max, final boolean minInclusive, final boolean maxInclusive ) { super(field); assert (valSize == 32 || valSize == 64); if (precisionStep < 1) throw new IllegalArgumentException("precisionStep must be >=1"); this.precisionStep = precisionStep; this.valSize = valSize; this.min = min; this.max = max; this.minInclusive = minInclusive; this.maxInclusive = maxInclusive; // For bigger precisionSteps this query likely // hits too many terms, so set to CONSTANT_SCORE_FILTER right off // (especially as the FilteredTermEnum is costly if wasted only for AUTO tests because it // creates new enums from IndexReader for each sub-range) switch (valSize) { case 64: setRewriteMethod( (precisionStep > 6) ? CONSTANT_SCORE_FILTER_REWRITE : CONSTANT_SCORE_AUTO_REWRITE_DEFAULT ); break; case 32: setRewriteMethod( (precisionStep > 8) ? CONSTANT_SCORE_FILTER_REWRITE : CONSTANT_SCORE_AUTO_REWRITE_DEFAULT ); break; default: // should never happen throw new IllegalArgumentException("valSize must be 32 or 64"); } // shortcut if upper bound == lower bound if (min != null && min.equals(max)) { setRewriteMethod(CONSTANT_SCORE_BOOLEAN_QUERY_REWRITE); } } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>long</code> * range using the given <a href="#precisionStepDesc"><code>precisionStep</code></a>. * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Long> newLongRange(final String field, final int precisionStep, Long min, Long max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Long>(field, precisionStep, 64, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>long</code> * range using the default <code>precisionStep</code> {@link NumericUtils#PRECISION_STEP_DEFAULT} (4). * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Long> newLongRange(final String field, Long min, Long max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Long>(field, NumericUtils.PRECISION_STEP_DEFAULT, 64, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>int</code> * range using the given <a href="#precisionStepDesc"><code>precisionStep</code></a>. * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Integer> newIntRange(final String field, final int precisionStep, Integer min, Integer max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Integer>(field, precisionStep, 32, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>int</code> * range using the default <code>precisionStep</code> {@link NumericUtils#PRECISION_STEP_DEFAULT} (4). * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Integer> newIntRange(final String field, Integer min, Integer max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Integer>(field, NumericUtils.PRECISION_STEP_DEFAULT, 32, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>double</code> * range using the given <a href="#precisionStepDesc"><code>precisionStep</code></a>. * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Double> newDoubleRange(final String field, final int precisionStep, Double min, Double max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Double>(field, precisionStep, 64, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>double</code> * range using the default <code>precisionStep</code> {@link NumericUtils#PRECISION_STEP_DEFAULT} (4). * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Double> newDoubleRange(final String field, Double min, Double max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Double>(field, NumericUtils.PRECISION_STEP_DEFAULT, 64, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>float</code> * range using the given <a href="#precisionStepDesc"><code>precisionStep</code></a>. * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Float> newFloatRange(final String field, final int precisionStep, Float min, Float max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Float>(field, precisionStep, 32, min, max, minInclusive, maxInclusive); } /** * Factory that creates a <code>NumericRangeQuery</code>, that queries a <code>float</code> * range using the default <code>precisionStep</code> {@link NumericUtils#PRECISION_STEP_DEFAULT} (4). * You can have half-open ranges (which are in fact </≤ or >/≥ queries) * by setting the min or max value to <code>null</code>. By setting inclusive to false, it will * match all documents excluding the bounds, with inclusive on, the boundaries are hits, too. */ public static NumericRangeQuery<Float> newFloatRange(final String field, Float min, Float max, final boolean minInclusive, final boolean maxInclusive ) { return new NumericRangeQuery<Float>(field, NumericUtils.PRECISION_STEP_DEFAULT, 32, min, max, minInclusive, maxInclusive); } @Override @SuppressWarnings("unchecked") protected TermsEnum getTermsEnum(final IndexReader reader) throws IOException { // very strange: java.lang.Number itsself is not Comparable, but all subclasses used here are return (min != null && max != null && ((Comparable<T>) min).compareTo(max) > 0) ? TermsEnum.EMPTY : new NumericRangeTermsEnum(reader); } /** Returns <code>true</code> if the lower endpoint is inclusive */ public boolean includesMin() { return minInclusive; } /** Returns <code>true</code> if the upper endpoint is inclusive */ public boolean includesMax() { return maxInclusive; } /** Returns the lower value of this range query */ public T getMin() { return min; } /** Returns the upper value of this range query */ public T getMax() { return max; } @Override public String toString(final String field) { final StringBuilder sb = new StringBuilder(); if (!getField().equals(field)) sb.append(getField()).append(':'); return sb.append(minInclusive ? '[' : '{') .append((min == null) ? "*" : min.toString()) .append(" TO ") .append((max == null) ? "*" : max.toString()) .append(maxInclusive ? ']' : '}') .append(ToStringUtils.boost(getBoost())) .toString(); } @Override public final boolean equals(final Object o) { if (o==this) return true; if (!super.equals(o)) return false; if (o instanceof NumericRangeQuery) { final NumericRangeQuery q=(NumericRangeQuery)o; return ( (q.min == null ? min == null : q.min.equals(min)) && (q.max == null ? max == null : q.max.equals(max)) && minInclusive == q.minInclusive && maxInclusive == q.maxInclusive && precisionStep == q.precisionStep ); } return false; } @Override public final int hashCode() { int hash = super.hashCode(); hash += precisionStep^0x64365465; if (min != null) hash += min.hashCode()^0x14fa55fb; if (max != null) hash += max.hashCode()^0x733fa5fe; return hash + (Boolean.valueOf(minInclusive).hashCode()^0x14fa55fb)+ (Boolean.valueOf(maxInclusive).hashCode()^0x733fa5fe); } // members (package private, to be also fast accessible by NumericRangeTermEnum) final int precisionStep, valSize; final T min, max; final boolean minInclusive,maxInclusive; /** * Subclass of FilteredTermsEnum for enumerating all terms that match the * sub-ranges for trie range queries, using flex API. * <p> * WARNING: This term enumeration is not guaranteed to be always ordered by * {@link Term#compareTo}. * The ordering depends on how {@link NumericUtils#splitLongRange} and * {@link NumericUtils#splitIntRange} generates the sub-ranges. For * {@link MultiTermQuery} ordering is not relevant. */ private final class NumericRangeTermsEnum extends FilteredTermsEnum { private BytesRef currentLowerBound, currentUpperBound; private final LinkedList<BytesRef> rangeBounds = new LinkedList<BytesRef>(); private final Comparator<BytesRef> termComp; NumericRangeTermsEnum(final IndexReader reader) throws IOException { super(reader, getField()); switch (valSize) { case 64: { // lower long minBound = Long.MIN_VALUE; if (min instanceof Long) { minBound = min.longValue(); } else if (min instanceof Double) { minBound = NumericUtils.doubleToSortableLong(min.doubleValue()); } if (!minInclusive && min != null) { if (minBound == Long.MAX_VALUE) break; minBound++; } // upper long maxBound = Long.MAX_VALUE; if (max instanceof Long) { maxBound = max.longValue(); } else if (max instanceof Double) { maxBound = NumericUtils.doubleToSortableLong(max.doubleValue()); } if (!maxInclusive && max != null) { if (maxBound == Long.MIN_VALUE) break; maxBound--; } NumericUtils.splitLongRange(new NumericUtils.LongRangeBuilder() { @Override public final void addRange(BytesRef minPrefixCoded, BytesRef maxPrefixCoded) { rangeBounds.add(minPrefixCoded); rangeBounds.add(maxPrefixCoded); } }, precisionStep, minBound, maxBound); break; } case 32: { // lower int minBound = Integer.MIN_VALUE; if (min instanceof Integer) { minBound = min.intValue(); } else if (min instanceof Float) { minBound = NumericUtils.floatToSortableInt(min.floatValue()); } if (!minInclusive && min != null) { if (minBound == Integer.MAX_VALUE) break; minBound++; } // upper int maxBound = Integer.MAX_VALUE; if (max instanceof Integer) { maxBound = max.intValue(); } else if (max instanceof Float) { maxBound = NumericUtils.floatToSortableInt(max.floatValue()); } if (!maxInclusive && max != null) { if (maxBound == Integer.MIN_VALUE) break; maxBound--; } NumericUtils.splitIntRange(new NumericUtils.IntRangeBuilder() { @Override public final void addRange(BytesRef minPrefixCoded, BytesRef maxPrefixCoded) { rangeBounds.add(minPrefixCoded); rangeBounds.add(maxPrefixCoded); } }, precisionStep, minBound, maxBound); break; } default: // should never happen throw new IllegalArgumentException("valSize must be 32 or 64"); } termComp = getComparator(); } @Override protected final BytesRef nextSeekTerm(BytesRef term) throws IOException { if (rangeBounds.size() >= 2) { assert rangeBounds.size() % 2 == 0; this.currentLowerBound = rangeBounds.removeFirst(); assert currentUpperBound == null || termComp.compare(currentUpperBound, currentLowerBound) <= 0 : "The current upper bound must be <= the new lower bound"; this.currentUpperBound = rangeBounds.removeFirst(); return currentLowerBound; } // no more sub-range enums available assert rangeBounds.size() == 0; return null; } @Override protected AcceptStatus accept(BytesRef term) { return (currentUpperBound != null && termComp.compare(term, currentUpperBound) <= 0) ? AcceptStatus.YES : AcceptStatus.NO_AND_SEEK; } } }