/** Copyright (C) SYSTAP, LLC DBA Blazegraph 2006-2016. All rights reserved. Contact: SYSTAP, LLC DBA Blazegraph 2501 Calvert ST NW #106 Washington, DC 20008 licenses@blazegraph.com This program is free software; you can redistribute it and/or modify it under the terms of the GNU General Public License as published by the Free Software Foundation; version 2 of the License. This program is distributed in the hope that it will be useful, but WITHOUT ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the GNU General Public License for more details. You should have received a copy of the GNU General Public License along with this program; if not, write to the Free Software Foundation, Inc., 59 Temple Place, Suite 330, Boston, MA 02111-1307 USA */ /* * Created on Nov 27, 2006 */ package com.bigdata.btree; import org.apache.log4j.Level; import com.bigdata.btree.keys.TestKeyBuilder; import com.bigdata.io.SerializerUtil; /** * Test split and join of the root leaf (the tree never has more than two * levels). * * @see src/architecture/btree.xls for examples for split(). * * @author <a href="mailto:thompsonbry@users.sourceforge.net">Bryan Thompson</a> * @version $Id$ */ public class TestSplitJoinRootLeaf extends AbstractBTreeTestCase { /** * */ public TestSplitJoinRootLeaf() { } /** * @param name */ public TestSplitJoinRootLeaf(String name) { super(name); } /** * A series of tests of the mechanisms for splitting and joining a leaf with * a branching factor of three (3). Each tests uses the same initial * conditions but forces removes a different key to trigger the join to test * the various edge conditions. * * Note: this does not test all edge conditions since we only have two * leaves and therefore only a single sibling is defined, but the general * case allows two siblings, even with a branching factor of (3). * * Note: this does vary the insert key that drives the split, but we verify * in other tests that the split key is correctly computed. * * Note: when m := 3, a node is either at its minimum or at its maximum so * {@link Leaf#join()} always triggers {@link Leaf#merge(Leaf)}. This is * not true when the branching factor is higher than three (3). * * @see Leaf#getSplitIndex(int) * @see Leaf#split() * @see Leaf#join() * @see Leaf#merge(Leaf) * @see Leaf#redistributeKeys(Leaf) * @see Node#getIndexOf(AbstractNode) * * @todo Do detailed tests for a Node with a branching factor of 3. * @todo Do detailed tests for a Node with a branching factor of 4. */ public void test_splitJoinLeafBranchingFactor3_01() { BTree btree = getBTree(3); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); assertKeys(new int[]{3,5,7},a); assertValues(new Object[]{v3,v5,v7},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split",btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7},b); assertValues(new Object[]{v5,v7},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * make (a) deficient by removing the key/value for (1). This will cause * a.join() to be invoked and trigger a.merge(b). The post-condition is * a with the remaining keys and values. Both the root node and the * merged sibling should be marked as deleted. */ btree.remove(TestKeyBuilder.asSortKey(2)); assertTrue("after join",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{3,5,7},a); assertValues(new Object[]{v3,v5,v7},a); assertTrue(!a.isDeleted()); assertTrue(b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } public void test_splitJoinLeafBranchingFactor3_02() { BTree btree = getBTree(3); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); assertKeys(new int[]{3,5,7},a); assertValues(new Object[]{v3,v5,v7},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split",btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7},b); assertValues(new Object[]{v5,v7},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * make (a) deficient by removing the key/value for (3). This will cause * a.join() to be invoked and trigger a.merge(b). The post-condition is * a with the remaining keys and values. Both the root node and the * merged sibling should be marked as deleted. */ btree.remove(TestKeyBuilder.asSortKey(3)); assertTrue("after join",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{2,5,7},a); assertValues(new Object[]{v2,v5,v7},a); assertTrue(!a.isDeleted()); assertTrue(b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } public void test_splitJoinLeafBranchingFactor3_03() { BTree btree = getBTree(3); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); assertKeys(new int[]{3,5,7},a); assertValues(new Object[]{v3,v5,v7},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split",btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7},b); assertValues(new Object[]{v5,v7},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * make (b) deficient by removing the key/value for (5). This will cause * b.join() to be invoked and trigger b.merge(a). The post-condition is * b with the remaining keys and values. Both the root node and the * merged sibling should be marked as deleted. */ btree.remove(TestKeyBuilder.asSortKey(5)); assertTrue("after join",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{2,3,7},b); assertValues(new Object[]{v2,v3,v7},b); assertTrue(a.isDeleted()); assertTrue(!b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } public void test_splitJoinLeafBranchingFactor3_04() { BTree btree = getBTree(3); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); assertKeys(new int[]{3,5,7},a); assertValues(new Object[]{v3,v5,v7},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split",btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7},b); assertValues(new Object[]{v5,v7},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * make (b) deficient by removing the key/value for (7). This will cause * b.join() to be invoked and trigger b.merge(a). The post-condition is * b with the remaining keys and values. Both the root node and the * merged sibling should be marked as deleted. */ btree.remove(TestKeyBuilder.asSortKey(7)); assertTrue("after join",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{2,3,5},b); assertValues(new Object[]{v2,v3,v5},b); assertTrue(a.isDeleted()); assertTrue(!b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } /** * Note: with a branching factor greater than (3) it is possible for * {@link Leaf#join()} to trigger {@link Leaf#redistributeKeys(Leaf)} rather * than {@link Leaf#merge(Leaf)}. Since we tested {@link Leaf#merge(Leaf)} * for m := 3, we focus on testing {@link Leaf#redistributeKeys(Leaf)} with * m := 4. * * This test triggers the redistribution of a key from (b) to (a). */ public void test_splitJoinLeafBranchingFactor4_01() { BTree btree = getBTree(4); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); byte[] v9 = SerializerUtil.serialize(new SimpleEntry(9)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); // SimpleEntry v9 = new SimpleEntry(9); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); btree.insert(TestKeyBuilder.asSortKey(9), v9); assertKeys(new int[]{3,5,7,9},a); assertValues(new Object[]{v3,v5,v7,v9},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split",btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,3},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7,9},b); assertValues(new Object[]{v5,v7,v9},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 5, btree.nentries); /* * make (a) deficient by removing the key/value for (3). This will cause * a.join() to be invoked and trigger a.redistributeKeys(b). The latter * will move one key from (b) -> (a) and update the separator key on the * parent. */ assertEquals(v3,btree.remove(TestKeyBuilder.asSortKey(3))); assertTrue("after redistribute b->a", btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{7},root); assertEquals(a,root.getChild(0)); assertEquals(b,root.getChild(1)); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,5},a); assertValues(new Object[]{v2,v5},a); assertKeys(new int[]{7,9},b); assertValues(new Object[]{v7,v9},b); assertTrue(!a.isDeleted()); assertTrue(!b.isDeleted()); assertTrue(!root.isDeleted()); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * Continue by removing another key and forcing merge. This removes (7) * from (b), making (b) deficient and forcing b.merge(a). The * postcondition is that (b) has all the remaining keys and has become * the root leaf and that (a) and the root node are deleted. */ assertEquals(v7,btree.remove(TestKeyBuilder.asSortKey(7))); assertTrue("after join", btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{2,5,9},b); assertValues(new Object[]{v2,v5,v9},b); assertTrue(a.isDeleted()); assertTrue(!b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } /** * This test triggers the redistribution of a key from (a) to (b). */ public void test_splitJoinLeafBranchingFactor4_02() { BTree btree = getBTree(4); Leaf a = (Leaf)btree.getRoot(); byte[] v2 = SerializerUtil.serialize(new SimpleEntry(2)); byte[] v3 = SerializerUtil.serialize(new SimpleEntry(3)); byte[] v4 = SerializerUtil.serialize(new SimpleEntry(4)); byte[] v5 = SerializerUtil.serialize(new SimpleEntry(5)); byte[] v7 = SerializerUtil.serialize(new SimpleEntry(7)); byte[] v9 = SerializerUtil.serialize(new SimpleEntry(9)); // SimpleEntry v2 = new SimpleEntry(2); // SimpleEntry v3 = new SimpleEntry(3); // SimpleEntry v4 = new SimpleEntry(4); // SimpleEntry v5 = new SimpleEntry(5); // SimpleEntry v7 = new SimpleEntry(7); // SimpleEntry v9 = new SimpleEntry(9); btree.insert(TestKeyBuilder.asSortKey(3), v3); btree.insert(TestKeyBuilder.asSortKey(5), v5); btree.insert(TestKeyBuilder.asSortKey(7), v7); btree.insert(TestKeyBuilder.asSortKey(9), v9); assertKeys(new int[]{3,5,7,9},a); assertValues(new byte[][]{v3,v5,v7,v9},a); // split the root leaf. btree.insert(TestKeyBuilder.asSortKey(2), v2); assertTrue("after split", btree.dump(Level.DEBUG,System.err)); Node root = (Node)btree.getRoot(); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); Leaf b = (Leaf) root.getChild(1); assertEntryCounts(new int[]{2,3},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{5,7,9},b); assertValues(new Object[]{v5,v7,v9},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 5, btree.nentries); /* * insert another key that will go into (a) bringing it above its * minimum capacity. */ btree.insert(TestKeyBuilder.asSortKey(4),v4); assertKeys(new int[]{5},root); assertEquals(a,root.getChild(0)); assertEquals(b,root.getChild(1)); assertEntryCounts(new int[]{3,3},root); assertKeys(new int[]{2,3,4},a); assertValues(new Object[]{v2,v3,v4},a); assertKeys(new int[]{5,7,9},b); assertValues(new Object[]{v5,v7,v9},b); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 6, btree.nentries); /* * make (b) deficient by removing the key/value for (5) and then (9). * This will cause b.join() to be invoked and trigger * b.redistributeKeys(a). The latter will move one key from (a) -> (b) * and update the separator key on the parent. */ assertEquals(v5,btree.remove(TestKeyBuilder.asSortKey(5))); assertKeys(new int[]{7,9},b); assertValues(new Object[]{v7,v9},b); assertEntryCounts(new int[]{3,2},root); assertEquals(v9,btree.remove(TestKeyBuilder.asSortKey(9))); assertTrue("after redistribute a->b",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{4},root); assertEquals(a,root.getChild(0)); assertEquals(b,root.getChild(1)); assertEntryCounts(new int[]{2,2},root); assertKeys(new int[]{2,3},a); assertValues(new Object[]{v2,v3},a); assertKeys(new int[]{4,7},b); assertValues(new Object[]{v4,v7},b); assertTrue(!a.isDeleted()); assertTrue(!b.isDeleted()); assertTrue(!root.isDeleted()); assertEquals("height", 1, btree.height); assertEquals("#nodes", 1, btree.nnodes); assertEquals("#leaves", 2, btree.nleaves); assertEquals("#entries", 4, btree.nentries); /* * Continue by removing another key and forcing merge. This removes (3) * from (a), making (a) deficient and forcing a.merge(b). The * postcondition is that (a) has all the remaining keys and has become * the root leaf and (b) and the root node are deleted. */ assertEquals(v3,btree.remove(TestKeyBuilder.asSortKey(3))); assertTrue("after join",btree.dump(Level.DEBUG,System.err)); assertKeys(new int[]{2,4,7},a); assertValues(new Object[]{v2,v4,v7},a); assertTrue(!a.isDeleted()); assertTrue(b.isDeleted()); assertTrue(root.isDeleted()); assertEquals("height", 0, btree.height); assertEquals("#nodes", 0, btree.nnodes); assertEquals("#leaves", 1, btree.nleaves); assertEquals("#entries", 3, btree.nentries); } }