/* * Copyright 2012 The Bitcoin Developers * Copyright 2012 Matt Corallo * Copyright 2015 Andreas Schildbach * * Licensed under the Apache License, Version 2.0 (the "License"); * you may not use this file except in compliance with the License. * You may obtain a copy of the License at * * http://www.apache.org/licenses/LICENSE-2.0 * * Unless required by applicable law or agreed to in writing, software * distributed under the License is distributed on an "AS IS" BASIS, * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. * See the License for the specific language governing permissions and * limitations under the License. */ package org.bitcoinj.core; import java.io.IOException; import java.io.OutputStream; import java.util.ArrayList; import java.util.Arrays; import java.util.List; import static org.bitcoinj.core.Utils.*; import com.google.common.base.Objects; /** * <p>A data structure that contains proofs of block inclusion for one or more transactions, in an efficient manner.</p> * * <p>The encoding works as follows: we traverse the tree in depth-first order, storing a bit for each traversed node, * signifying whether the node is the parent of at least one matched leaf txid (or a matched txid itself). In case we * are at the leaf level, or this bit is 0, its merkle node hash is stored, and its children are not explored further. * Otherwise, no hash is stored, but we recurse into both (or the only) child branch. During decoding, the same * depth-first traversal is performed, consuming bits and hashes as they were written during encoding.</p> * * <p>The serialization is fixed and provides a hard guarantee about the encoded size, * <tt>SIZE <= 10 + ceil(32.25*N)</tt> where N represents the number of leaf nodes of the partial tree. N itself * is bounded by:</p> * * <p> * N <= total_transactions<br> * N <= 1 + matched_transactions*tree_height * </p> * * <p><pre>The serialization format: * - uint32 total_transactions (4 bytes) * - varint number of hashes (1-3 bytes) * - uint256[] hashes in depth-first order (<= 32*N bytes) * - varint number of bytes of flag bits (1-3 bytes) * - byte[] flag bits, packed per 8 in a byte, least significant bit first (<= 2*N-1 bits) * The size constraints follow from this.</pre></p> * * <p>Instances of this class are not safe for use by multiple threads.</p> */ public class PartialMerkleTree extends Message { // the total number of transactions in the block private int transactionCount; // node-is-parent-of-matched-txid bits private byte[] matchedChildBits; // txids and internal hashes private List<Sha256Hash> hashes; public PartialMerkleTree(NetworkParameters params, byte[] payloadBytes, int offset) throws ProtocolException { super(params, payloadBytes, offset); } /** * Constructs a new PMT with the given bit set (little endian) and the raw list of hashes including internal hashes, * taking ownership of the list. */ public PartialMerkleTree(NetworkParameters params, byte[] bits, List<Sha256Hash> hashes, int origTxCount) { super(params); this.matchedChildBits = bits; this.hashes = hashes; this.transactionCount = origTxCount; } /** * Calculates a PMT given the list of leaf hashes and which leaves need to be included. The relevant interior hashes * are calculated and a new PMT returned. */ public static PartialMerkleTree buildFromLeaves(NetworkParameters params, byte[] includeBits, List<Sha256Hash> allLeafHashes) { // Calculate height of the tree. int height = 0; while (getTreeWidth(allLeafHashes.size(), height) > 1) height++; List<Boolean> bitList = new ArrayList<Boolean>(); List<Sha256Hash> hashes = new ArrayList<Sha256Hash>(); traverseAndBuild(height, 0, allLeafHashes, includeBits, bitList, hashes); byte[] bits = new byte[(int)Math.ceil(bitList.size() / 8.0)]; for (int i = 0; i < bitList.size(); i++) if (bitList.get(i)) Utils.setBitLE(bits, i); return new PartialMerkleTree(params, bits, hashes, allLeafHashes.size()); } @Override public void bitcoinSerializeToStream(OutputStream stream) throws IOException { uint32ToByteStreamLE(transactionCount, stream); stream.write(new VarInt(hashes.size()).encode()); for (Sha256Hash hash : hashes) stream.write(hash.getReversedBytes()); stream.write(new VarInt(matchedChildBits.length).encode()); stream.write(matchedChildBits); } @Override protected void parse() throws ProtocolException { transactionCount = (int)readUint32(); int nHashes = (int) readVarInt(); hashes = new ArrayList<Sha256Hash>(nHashes); for (int i = 0; i < nHashes; i++) hashes.add(readHash()); int nFlagBytes = (int) readVarInt(); matchedChildBits = readBytes(nFlagBytes); length = cursor - offset; } // Based on CPartialMerkleTree::TraverseAndBuild in Bitcoin Core. private static void traverseAndBuild(int height, int pos, List<Sha256Hash> allLeafHashes, byte[] includeBits, List<Boolean> matchedChildBits, List<Sha256Hash> resultHashes) { boolean parentOfMatch = false; // Is this node a parent of at least one matched hash? for (int p = pos << height; p < (pos+1) << height && p < allLeafHashes.size(); p++) { if (Utils.checkBitLE(includeBits, p)) { parentOfMatch = true; break; } } // Store as a flag bit. matchedChildBits.add(parentOfMatch); if (height == 0 || !parentOfMatch) { // If at height 0, or nothing interesting below, store hash and stop. resultHashes.add(calcHash(height, pos, allLeafHashes)); } else { // Otherwise descend into the subtrees. int h = height - 1; int p = pos * 2; traverseAndBuild(h, p, allLeafHashes, includeBits, matchedChildBits, resultHashes); if (p + 1 < getTreeWidth(allLeafHashes.size(), h)) traverseAndBuild(h, p + 1, allLeafHashes, includeBits, matchedChildBits, resultHashes); } } private static Sha256Hash calcHash(int height, int pos, List<Sha256Hash> hashes) { if (height == 0) { // Hash at height 0 is just the regular tx hash itself. return hashes.get(pos); } int h = height - 1; int p = pos * 2; Sha256Hash left = calcHash(h, p, hashes); // Calculate right hash if not beyond the end of the array - copy left hash otherwise. Sha256Hash right; if (p + 1 < getTreeWidth(hashes.size(), h)) { right = calcHash(h, p + 1, hashes); } else { right = left; } return combineLeftRight(left.getBytes(), right.getBytes()); } // helper function to efficiently calculate the number of nodes at given height in the merkle tree private static int getTreeWidth(int transactionCount, int height) { return (transactionCount + (1 << height) - 1) >> height; } private static class ValuesUsed { public int bitsUsed = 0, hashesUsed = 0; } // recursive function that traverses tree nodes, consuming the bits and hashes produced by TraverseAndBuild. // it returns the hash of the respective node. private Sha256Hash recursiveExtractHashes(int height, int pos, ValuesUsed used, List<Sha256Hash> matchedHashes) throws VerificationException { if (used.bitsUsed >= matchedChildBits.length*8) { // overflowed the bits array - failure throw new VerificationException("PartialMerkleTree overflowed its bits array"); } boolean parentOfMatch = checkBitLE(matchedChildBits, used.bitsUsed++); if (height == 0 || !parentOfMatch) { // if at height 0, or nothing interesting below, use stored hash and do not descend if (used.hashesUsed >= hashes.size()) { // overflowed the hash array - failure throw new VerificationException("PartialMerkleTree overflowed its hash array"); } Sha256Hash hash = hashes.get(used.hashesUsed++); if (height == 0 && parentOfMatch) // in case of height 0, we have a matched txid matchedHashes.add(hash); return hash; } else { // otherwise, descend into the subtrees to extract matched txids and hashes byte[] left = recursiveExtractHashes(height - 1, pos * 2, used, matchedHashes).getBytes(), right; if (pos * 2 + 1 < getTreeWidth(transactionCount, height-1)) { right = recursiveExtractHashes(height - 1, pos * 2 + 1, used, matchedHashes).getBytes(); if (Arrays.equals(right, left)) throw new VerificationException("Invalid merkle tree with duplicated left/right branches"); } else { right = left; } // and combine them before returning return combineLeftRight(left, right); } } private static Sha256Hash combineLeftRight(byte[] left, byte[] right) { return Sha256Hash.wrapReversed(Sha256Hash.hashTwice( reverseBytes(left), 0, 32, reverseBytes(right), 0, 32)); } /** * Extracts tx hashes that are in this merkle tree * and returns the merkle root of this tree. * * The returned root should be checked against the * merkle root contained in the block header for security. * * @param matchedHashesOut A list which will contain the matched txn (will be cleared). * @return the merkle root of this merkle tree * @throws ProtocolException if this partial merkle tree is invalid */ public Sha256Hash getTxnHashAndMerkleRoot(List<Sha256Hash> matchedHashesOut) throws VerificationException { matchedHashesOut.clear(); // An empty set will not work if (transactionCount == 0) throw new VerificationException("Got a CPartialMerkleTree with 0 transactions"); // check for excessively high numbers of transactions if (transactionCount > Block.MAX_BLOCK_SIZE / 60) // 60 is the lower bound for the size of a serialized CTransaction throw new VerificationException("Got a CPartialMerkleTree with more transactions than is possible"); // there can never be more hashes provided than one for every txid if (hashes.size() > transactionCount) throw new VerificationException("Got a CPartialMerkleTree with more hashes than transactions"); // there must be at least one bit per node in the partial tree, and at least one node per hash if (matchedChildBits.length*8 < hashes.size()) throw new VerificationException("Got a CPartialMerkleTree with fewer matched bits than hashes"); // calculate height of tree int height = 0; while (getTreeWidth(transactionCount, height) > 1) height++; // traverse the partial tree ValuesUsed used = new ValuesUsed(); Sha256Hash merkleRoot = recursiveExtractHashes(height, 0, used, matchedHashesOut); // verify that all bits were consumed (except for the padding caused by serializing it as a byte sequence) if ((used.bitsUsed+7)/8 != matchedChildBits.length || // verify that all hashes were consumed used.hashesUsed != hashes.size()) throw new VerificationException("Got a CPartialMerkleTree that didn't need all the data it provided"); return merkleRoot; } public int getTransactionCount() { return transactionCount; } @Override public boolean equals(Object o) { if (this == o) return true; if (o == null || getClass() != o.getClass()) return false; PartialMerkleTree other = (PartialMerkleTree) o; return transactionCount == other.transactionCount && hashes.equals(other.hashes) && Arrays.equals(matchedChildBits, other.matchedChildBits); } @Override public int hashCode() { return Objects.hashCode(transactionCount, hashes, Arrays.hashCode(matchedChildBits)); } @Override public String toString() { return "PartialMerkleTree{" + "transactionCount=" + transactionCount + ", matchedChildBits=" + Arrays.toString(matchedChildBits) + ", hashes=" + hashes + '}'; } }